UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 5.07. Submission of Matters to a Vote of Security Holders.
On June 16, 2022, Lyra Therapeutics, Inc. (the “Company”) held its Annual Meeting of Stockholders (the “Meeting”). A total of 22,339,206 shares of common stock were present online or represented by proxy at the Meeting, representing approximately 70.19% of the Company’s outstanding common stock as of the April 22, 2022 record date. The following are the voting results for the proposals considered and voted upon at the Meeting, all of which were described in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on April 27, 2022.
Item 1 - Election of three Class II Directors to serve until the 2025 Annual Meeting of Stockholders, and until their respective successors have been duly elected and qualified.
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NOMINEE |
Votes FOR |
Votes WITHHELD |
Broker Non-Votes |
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Michael Altman |
19,683,305 |
189,235 |
2,466,666 |
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C. Ann Merrifield |
19,683,656 |
188,884 |
2,466,666 |
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Harlan Waksal, M.D. |
19,845,106 |
27,434 |
2,466,666 |
Item 2 - Ratification of the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022.
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Votes FOR |
Votes AGAINST |
Votes ABSTAINED |
Broker Non-Votes |
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22,297,210 |
25,501 |
16,495 |
0 |
Based on the foregoing votes, Michael Altman, C. Ann Merrifield and Harlan Waksal, M.D. were elected as Class II Directors and Item 2 was approved.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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LYRA THERAPEUTICS, INC. |
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Date: June 17, 2022 |
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By: |
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/s/ Jason Cavalier |
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Jason Cavalier |
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Chief Financial Officer |